William B. Lindgren
Professional summary
William Bood Lindgren was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William Bood Lindgren, who also goes by Bill Lindgren, William B Lindgren, William Lindgren, William Bood Lindren, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1987. William had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2010 - July 17, 2012
INFINITY FINANCIAL SERVICES
October 14, 2009 - August 11, 2010
ALLSTATE FINANCIAL SERVICES, LLC
May 9, 2006 - October 20, 2009
OSAIC SERVICES, INC.
March 3, 2006 - October 20, 2009
OSAIC SERVICES, INC.
February 1, 2001 - March 17, 2006
UBS FINANCIAL SERVICES INC.
January 25, 2001 - March 17, 2006
UBS FINANCIAL SERVICES INC.
February 22, 1993 - January 29, 2001
MORGAN STANLEY DW INC.
April 11, 1988 - March 10, 1993
LEHMAN BROTHERS INC.
April 29, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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