Erskine L. Harkey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erskine Lee Harkey JR, who also goes by Erskine L Harkey Jr., was a registered financial professional .
Erskine is a previously registered financial professional and started their career in finance in 1987. Erskine had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 2001 - March 15, 2021
INVESTOR ADVISORY GROUP
January 12, 1994 - November 24, 1995
MID ATLANTIC INVESTOR SERVICES, INC.
December 18, 1990 - January 13, 1994
FERRIS, BAKER WATTS, LLC
December 20, 1989 - December 19, 1990
ARUNDEL SECURITIES, INC.
July 31, 1987 - December 31, 1989
NEW ENGLAND SECURITIES
May 7, 1987 - August 4, 1987
ARUNDEL SECURITIES, INC.
Primary Firm SEC Registration
INVESTOR ADVISORY GROUP
CRD#: 106837 / SEC#: 801-79417
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTOR ADVISORY GROUP
CRD#: 106837 / SEC#: 801-79417
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 435 |
| AUM (Assets Under Management) | $ 152,734,301 |
Red Flags
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