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Lee Stanley Martin

Lee S. Martin

AVIOR WEALTH MANAGEMENT
BELLEVUE, WA 98006
Some features on this profile are disabled
CRD#: 1638263
Lee Stanley Martin

Professional summary

Lee Stanley Martin, CFP®, who also goes by Lee Martin, is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Bellevue, Washington.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Lee has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Income Management
Investment Planning
Estate Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Retirement Planning
Education Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes

Aliases

Lee Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/01/2010 - NON-VARIABLE INSURANCE - SOLE PROPRIETOR WITH FIXED ANNUITIES SOLD WITH GA ASSISTANCE FROM CRUMP. - BELLEVUE, WA (2) 08/12/2014 - SULLIVAN STREET CASHMERE LLC - REAL ESTATE RENTAL - TIME SPENT 4 HOURS PER MONTH - CASHMERE WA (3) 08/12/2014 - LEAVENWORTH RIVER LLC - REAL ESTATE RENTAL - TIME SPENT 6 HOURS PER MONTH - LEAVENWORTH WA. (4) 2/2/2018 - Bosco Enterprises - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/02/2018 - 2 Hours Per Month During Securities Trading. (5) 12/12/2018 - SCS Retirement - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/10/2018 - 126 Hours Per Month/126 Hours During Securities Trading. (6) 12/18/2018 - SCS Retirement - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/10/2018 - 64 Hours Per Month/64 Hours During Securities Trading. (7) 07/01/2022 - Financial Advocates Investment Management - DBA: Lee S. Martin - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/23/2022 - 100 Hours Per Month/ 40 Hours During Securities Trading. (8) 8/1/2022 ; Lee S. Martin - DBA name only for Financial Advocates Investment Management (FAIM)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Stanley Martin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1995

Experience

Current

October 16, 2023 - Present

AVIOR WEALTH MANAGEMENT, LLC

Office #1: 13555 Se 36th Street, Suite 100, Bellevue, WA 98006
RIA
CRD#: 148674
BELLEVUE, WA
Past

September 10, 2013 - October 10, 2023

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA
CRD#: 151298
Mercer Island, WA
Past

December 10, 2010 - December 23, 2013

FINANCIAL ADVOCATES ADVISORY SERVICES

RIA
CRD#: 147786
OLYMPIA, WA
Past

November 30, 2010 - October 29, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
MERCER ISLAND, WA
Past

November 30, 2010 - October 5, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
MERCER ISLAND, WA
Past

August 17, 2009 - November 30, 2010

NRP ADVISORS, INC.

RIA
CRD#: 141430
BELLEVUE, WA
Past

August 17, 2009 - November 30, 2010

NRP FINANCIAL, INC.

BD
CRD#: 103717
BELLEVUE, WA
Past

July 22, 2008 - September 29, 2009

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
BELLEVUE, WA
Past

July 10, 2008 - September 4, 2009

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
BELLEVUE, WA
Past

April 11, 2007 - July 24, 2008

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
BELLEVUE, WA
Past

April 11, 2007 - July 24, 2008

FSC SECURITIES CORPORATION

BD
CRD#: 7461
BELLEVUE, WA
Past

March 29, 2002 - April 23, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
BELLEVUE, WA
Past

February 12, 2002 - April 23, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
BELLEVUE, WA
Past

February 16, 2001 - February 8, 2002

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

May 14, 1991 - April 16, 2001

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

September 25, 1989 - November 16, 1990

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

September 25, 1989 - May 21, 1991

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

April 10, 1989 - June 21, 1989

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

October 20, 1988 - April 10, 1989

AMERICAN PACIFIC SECURITIES CORPORATION

BD
CRD#: 5003
Past

July 1, 1988 - March 9, 1989

PFG SECURITIES, INC.

BD
CRD#: 15401
Past

March 24, 1987 - August 30, 1988

PACIFIC HERITAGE SECURITIES, INC.

BD
CRD#: 8402

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA
Registered Investment Advisory firm - (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(10/16/2023)
IAR
Texas
(10/16/2023)
IAR
Washington
(10/16/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/22/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/23/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1987
General Securities Representative Examination

Current Firm

AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA
Registered Investment Advisory firm - (12/4/2008 Approved)
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Contact information

Main Address
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
Mailing Address
Phone number
(402) 218-4064
Established
Firm type
Fiscal year end
# of Employees
201

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVIOR ADV 2A 3/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,385
AUM (Assets Under Management)$ 5,083,670,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674Bellevue, WA 98006

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Contact information

(xxx) xxx-xxxx
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