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Lee Stanley Martin

Lee Stanley Martin

CFP®
AVIOR WEALTH MANAGEMENT
BELLEVUE, WA
·CRD# 1638263·39 years experience

Professional Summary

Lee Stanley Martin, CFP®, who also goes by Lee Martin, is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Bellevue, Washington. Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Lee has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

$50K–$100K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Retirement Income Management
  • Investment Planning
  • Estate Planning
  • Comprehensive Financial Planning
  • Employee and Employer Plan Benefits
  • Retirement Planning
  • Education Planning

Other Aliases

Lee Martin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1995

Years of Experience

39 years in the financial services industry

Current & Past Employments

AVIOR WEALTH MANAGEMENT, LLC·CRD# 148674
RIA
13555 Se 36th Street, Suite 100, Bellevue, WA 98006
October 16, 2023 - Present
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT·CRD# 151298
RIA
Mercer Island, WA
September 10, 2013 - October 10, 2023
FINANCIAL ADVOCATES ADVISORY SERVICES·CRD# 147786
RIA
Olympia, WA
December 10, 2010 - December 23, 2013
LPL FINANCIAL LLC·CRD# 6413
RIA
Mercer Island, WA
November 30, 2010 - October 29, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Mercer Island, WA
November 30, 2010 - October 5, 2023
NRP ADVISORS, INC.·CRD# 141430
RIA
Bellevue, WA
August 17, 2009 - November 30, 2010
NRP FINANCIAL, INC.·CRD# 103717
BD
Bellevue, WA
August 17, 2009 - November 30, 2010
ALLSTATE FINANCIAL ADVISORS, LLC·CRD# 109524
RIA
Bellevue, WA
July 22, 2008 - September 29, 2009
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Bellevue, WA
July 10, 2008 - September 4, 2009
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Bellevue, WA
April 11, 2007 - July 24, 2008
FSC SECURITIES CORPORATION·CRD# 7461
BD
Bellevue, WA
April 11, 2007 - July 24, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Bellevue, WA
March 29, 2002 - April 23, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Bellevue, WA
February 12, 2002 - April 23, 2007
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Diego, CA
February 16, 2001 - February 8, 2002
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
May 14, 1991 - April 16, 2001
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
September 25, 1989 - November 16, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
September 25, 1989 - May 21, 1991
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
April 10, 1989 - June 21, 1989
AMERICAN PACIFIC SECURITIES CORPORATION·CRD# 5003
BD
October 20, 1988 - April 10, 1989
PFG SECURITIES, INC.·CRD# 15401
BD
July 1, 1988 - March 9, 1989
PACIFIC HERITAGE SECURITIES, INC.·CRD# 8402
BD
March 24, 1987 - August 30, 1988

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Current Firm

AW
AVIOR WEALTH MANAGEMENT, LLC

AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - SEC (12/4/2008 Approved)

Contact Information

Main Address

14301 First National Bank Parkway Suite 410, Omaha, NE 68154

Phone Number

(402) 218-4064

# of Employees

170

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVIOR WEALTH MANAGEMENT, LLC FORM ADV PART 2A (MARCH 2026) (4/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,894

AUM (Assets Under Management)

$6,464,235,428

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 12/01/2010 - NON-VARIABLE INSURANCE - SOLE PROPRIETOR WITH FIXED ANNUITIES SOLD WITH GA ASSISTANCE FROM CRUMP. - BELLEVUE, WA
(2) 08/12/2014 - SULLIVAN STREET CASHMERE LLC - REAL ESTATE RENTAL - TIME SPENT 4 HOURS PER MONTH - CASHMERE WA
(3) 08/12/2014 - LEAVENWORTH RIVER LLC - REAL ESTATE RENTAL - TIME SPENT 6 HOURS PER MONTH - LEAVENWORTH WA.
(4) 2/2/2018 - Bosco Enterprises - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/02/2018 - 2 Hours Per Month During Securities Trading.
(5) 12/12/2018 - SCS Retirement - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/10/2018 - 126 Hours Per Month/126 Hours During Securities Trading.
(6) 12/18/2018 - SCS Retirement - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/10/2018 - 64 Hours Per Month/64 Hours During Securities Trading.
(7) 07/01/2022 - Financial Advocates Investment Management - DBA: Lee S. Martin - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/23/2022 - 100 Hours Per Month/ 40 Hours During Securities Trading.
(8) 8/1/2022 ; Lee S. Martin - DBA name only for Financial Advocates Investment Management (FAIM)

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC

AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - SEC (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(10/16/2023)
IAR
Nebraska
(3/16/2026)
IAR
Texas
(10/16/2023)
IAR
Washington
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Lee Stanley Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Lee

  • Retirement Income Management
  • Investment Planning
  • Estate Planning
  • Comprehensive Financial Planning
  • Employee and Employer Plan Benefits
  • Retirement Planning
  • Education Planning

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Lee Stanley Martin
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