Peter K. Braden

GODSEY & GIBB WEALTH MANAGEMENT

Richmond, VA 23230

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CRD#: 1637922

Professional summary

Peter Kenneth Braden, CFP® is a registered financial advisor currently at GODSEY & GIBB WEALTH MANAGEMENT located in Richmond, Virginia.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Peter has worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Kenneth Braden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

May 1, 2017 - Present

GODSEY & GIBB WEALTH MANAGEMENT

Office #1: 6806 Paragon Pl, Ste 230, Richmond, VA 23230

RIA

CRD#: 105650

Richmond, VA

Past

August 16, 2005 - December 17, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RICHMOND, VA

Past

August 16, 2005 - December 17, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 3, 2005 - May 6, 2005

BOFA ADVISORS, LLC

RIA

CRD#: 107900

RICHMOND, VA

Past

August 19, 2004 - February 3, 2005

BACAP DISTRIBUTORS, LLC

RIA

CRD#: 46088

RICHMOND, VA

Past

April 16, 2003 - May 6, 2005

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

November 4, 2002 - December 20, 2002

ROBERT FLEMING INC.

RIA

CRD#: 1711

NEW YORK, NY

Past

October 24, 2002 - December 20, 2002

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107038

NEW YORK, NY

Past

October 4, 2001 - December 17, 2002

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

May 5, 1999 - October 11, 2001

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

May 1, 1998 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Past

January 22, 1988 - May 18, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GODSEY & GIBB WEALTH MANAGEMENT

GODSEY & GIBB ASSOCIATES | PLANNED AHEAD BY GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB INC

CRD#: 105650 / SEC#: 801-23685

RIA

Registered Investment Advisory firm - (3/5/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/12/2024)

IAR

Kentucky
(11/15/2024)

IAR

North Carolina
(11/12/2024)

IAR

Pennsylvania
(11/12/2024)

IAR

South Carolina
(11/15/2024)

IAR

Virginia
(5/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/20/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/24/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/29/1999

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/1995

General Securities Principal Examination

Current Firm

GODSEY & GIBB WEALTH MANAGEMENT

GODSEY & GIBB ASSOCIATES | PLANNED AHEAD BY GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB INC

CRD#: 105650 / SEC#: 801-23685

RIA

Registered Investment Advisory firm - (3/5/1985 Approved)

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Contact information

Main Address

6806 Paragon Pl, Ste 230, Richmond, VA 23230

Mailing Address

Phone number

(804) 285-7333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - BROCHURE SUPPLEMENT (9/15/2025)

ADV PART II - A - BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,787
AUM (Assets Under Management)	$ 1,396,829,464

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/30/2025	Cover Page	Report
05/29/2024	Cover Page	Report
05/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter K. Braden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Kenneth Braden's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BOFA ADVISORS, LLC

BACAP DISTRIBUTORS, LLC

BACAP DISTRIBUTORS, LLC

ROBERT FLEMING INC.

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

GODSEY & GIBB WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2017

Series 63

Date: 2/29/1988

Series 3

Date: 12/20/2012

Series 7

Date: 1/16/1988

Series 10

Date: 1/24/2000

Series 9

Date: 12/29/1999

Series 24

Date: 3/9/1995

Current Firm

GODSEY & GIBB WEALTH MANAGEMENT

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GODSEY & GIBB WEALTH MANAGEMENT

TRUST BUT VERIFY

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