Carolyn A. Thompson

CRD#: 1637885

Some features on this profile are disabled

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carolyn Ann Thompson, who also goes by Carolyn Molingowski, was a registered financial professional .

Carolyn is a previously registered financial professional and started their career in finance in 1987. Carolyn had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 50, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Carolyn Molingowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 31, 2025 - June 5, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ALLISON PARK, PA

Past

August 29, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CRANBERRY TOWNSHIP, PA

Past

July 29, 2022 - June 5, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CRANBERRY TOWNSHIP, PA

Past

February 2, 2021 - May 17, 2021

PTMA INVESTMENT ADVISORS

RIA

CRD#: 301973

NAPERVILLE, IL

Past

February 1, 2021 - May 17, 2021

PMA SECURITIES, LLC

CRD#: 30397

Lancaster, PA

Past

May 24, 2017 - January 29, 2021

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

LANCASTER, PA

Past

March 14, 2017 - January 29, 2021

RBC CAPITAL MARKETS, LLC

CRD#: 31194

LANCASTER, PA

Past

December 20, 2001 - January 31, 2002

GRANT STREET SECURITIES, INC.

CRD#: 38765

PITTSBURGH, PA

Past

May 3, 1996 - April 18, 2000

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

September 16, 1993 - March 21, 1996

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

September 15, 1987 - August 2, 1993

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/2/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 3/15/2021

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carolyn A. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

PTMA INVESTMENT ADVISORS

PMA SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

GRANT STREET SECURITIES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FEDERATED SECURITIES CORP.

NUVEEN SECURITIES, LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2017

Series 65

Date: 9/2/1993

Series 63

Date: 12/2/1988

Series 50

Date: 3/15/2021

SIE

Date: 10/1/2018

Series 7

Date: 3/14/2017

Series 6

Date: 9/14/1987

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors