Khris A. Devoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Khris Anthony Devoto was a registered financial professional .
Khris is a previously registered financial professional and started their career in finance in 1987. Khris had worked at 2 firms and has passed the Series 63, Series 6, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 1989 - January 16, 1990
ALEX. BROWN & SONS INCORPORATED
March 25, 1987 - July 26, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALEX. BROWN & SONS INCORPORATED
CRD#: 20 / SEC#: , 8-31213
Contact information
Documents
Red Flags
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