Robert M. Magee
Professional summary
Robert Mark Magee was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Robert had worked at 7 firms, which includes VALOR CAPITAL ASSET MANAGEMENT LLC, RAYMOND JAMES FINANCIAL SERVICES INC., WELLS FARGO CLEARING SERVICES LLC, PRINCIPAL FINANCIAL SECURITIESINC., UBS FINANCIAL SERVICES INC., CIBC WORLD MARKETS CORP., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2003 - December 12, 2017
VALOR CAPITAL ASSET MANAGEMENT LLC
January 28, 1999 - April 10, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 9, 1998 - December 14, 1998
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1996 - March 9, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
August 31, 1993 - February 1, 1996
UBS FINANCIAL SERVICES INC.
August 16, 1991 - September 2, 1993
CIBC WORLD MARKETS CORP.
May 24, 1989 - August 29, 1991
LEHMAN BROTHERS INC.
March 25, 1987 - August 29, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Series 8
Date: 9/10/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VALOR CAPITAL ASSET MANAGEMENT LLC
CRD#: 114997 / SEC#:
Contact information
Red Flags
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