Michael A. Burgess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Burgess was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2005 - October 11, 2017
GAGE ASSET MANAGEMENT INC.
March 12, 2004 - December 31, 2004
GAGE ASSET MANAGEMENT INC.
December 9, 1993 - July 11, 2001
CITIGROUP GLOBAL MARKETS INC.
June 7, 1993 - November 9, 1993
NATIONSSECURITIES
September 1, 1992 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 8, 1990 - September 2, 1992
CITIGROUP GLOBAL MARKETS INC.
March 25, 1987 - January 24, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GAGE ASSET MANAGEMENT INC.
CRD#: 129877 / SEC#: 801-62854
Contact information
Red Flags
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