Tague R. Goodhue

PANTHEON INVESTMENT LLC

Chattanooga, TN 37402

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CRD#: 1637481

Professional summary

Tague Robert Goodhue is a registered financial advisor currently at PANTHEON INVESTMENT LLC located in Chattanooga, Tennessee.

Tague is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Tague has worked at 2 firms and has passed the Series 63, Series 7, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tague Robert Goodhue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2022 - Present

PANTHEON INVESTMENT LLC

Office #1: 735 Broad Street Suite 709-6, Chattanooga, TN 37402

RIA

CRD#: 108411

Chattanooga, TN

Past

June 11, 2004 - December 31, 2008

PANTHEON INVESTMENT LLC

RIA

CRD#: 108411

CHATTANOOGA, TN

Past

April 21, 1997 - October 8, 1999

WINDBOURN CAPITAL, L.P

CRD#: 41446

CHATTANOOGA, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/2/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/30/1996

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/5/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/27/1996

General Securities Principal Examination

Current Firm

PANTHEON INVESTMENT LLC

CRD#: 108411 / SEC#: 801-56537

RIA

Registered Investment Advisory firm - (5/19/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (5/4/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

735 Broad Street Suite 709-6, Chattanooga, TN 37402

Mailing Address

Phone number

(423) 498-6310

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 3,207,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tague R. Goodhue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tague Robert Goodhue's CRS (Customer Relationship Summary).

Certified licenses

Experience

PANTHEON INVESTMENT LLC

PANTHEON INVESTMENT LLC

WINDBOURN CAPITAL, L.P

State Registrations and Notice Filings

Exams

Series 63

Date: 12/30/1996

Series 7

Date: 12/2/1996

Series 27

Date: 12/30/1996

Series 53

Date: 12/5/1996

Series 24

Date: 11/27/1996

Current Firm

PANTHEON INVESTMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PANTHEON INVESTMENT LLC

TRUST BUT VERIFY

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