James K. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Kevin Hunt, who also goes by James K Hunt, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2014 - December 6, 2016
G.W.F. CONSULTING LLC
June 4, 2014 - June 27, 2014
HARRIS INVESTMENT ADVISORS LLC
February 14, 2011 - December 7, 2012
G.W.F. CONSULTING LLC
October 1, 1996 - December 15, 1998
WMA SECURITIES, INC.
June 19, 1996 - October 22, 1996
SECURITIES SERVICE NETWORK, LLC
February 28, 1990 - May 14, 1996
FIDELITY BROKERAGE SERVICES LLC
April 10, 1989 - March 14, 1990
B.C. CHRISTOPHER SECURITIES CO.
March 24, 1988 - April 21, 1989
IDS LIFE INSURANCE COMPANY
March 24, 1988 - April 21, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
April 29, 1987 - January 4, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/25/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
G.W.F. CONSULTING LLC
CRD#: 172228 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
