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SP

Stephen P. Persad

Some features on this profile are disabled
CRD#: 1637008
SP

Professional summary

Stephen Paul Persad was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Stephen is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Stephen had worked at 6 firms, which includes BLACKWELL DONALDSON & COMPANY, PIPER SANDLER & CO., PAULSON INVESTMENT COMPANY LLC, LIVINGSTON SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, BLINDER ROBINSON & CO. INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Persad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 3, 1997 - April 25, 2003

BLACKWELL DONALDSON & COMPANY

BD
CRD#: 7981
PORTLAND, OR
Past

December 10, 1996 - January 3, 1997

BLACKWELL DONALDSON & COMPANY

BD
CRD#: 7981
Past

January 31, 1992 - December 23, 1996

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

July 11, 1989 - February 12, 1992

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
PORTLAND, OR
Past

November 17, 1988 - June 14, 1989

LIVINGSTON SECURITIES, INC.

BD
CRD#: 16455
Past

August 18, 1987 - January 11, 1988

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

March 25, 1987 - July 8, 1987

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/27/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1987
General Securities Representative Examination

Current Firm

BD
BLACKWELL DONALDSON & COMPANY
BLACKWELL DONALDSON & COMPANY | BLACKWELL-SUCHY, INCORPORATED | BLACKWELL, PREHN & SUCHY INCORPORATED

CRD#: 7981 / SEC#: , 8-23933

BD
Terminated by SEC on 03/04/2005
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Oregon since 05/31/1979
Firm type
Corporation
Fiscal year end
May
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKWELL, JOSEPH MICHAELPRESIDENT, CEO, CFO, CCO & COO,22729
KRAFT, JOANNE IRENEVICE PRESIDENT1009118

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLACKWELL DONALDSON & COMPANY

CRD#: 7981

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