Charles Parrino
Professional summary
Charles Parrino was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Charles had worked at 9 firms, which includes T3 TRADING GROUP LLC, ECHOTRADE LLC, FIS BROKERAGE & SECURITIES SERVICES LLC, G-2 TRADINGLLC, LIGHTSPEED PROFESSIONAL TRADING LLC, ELECTRONIC TRADING GROUP LLC, GLOBAL PARTNERS SECURITIES INC., FIRST MONTAUK SECURITIES CORP., ANDREW ALEN SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2011 - July 24, 2019
T3 TRADING GROUP, LLC
February 1, 2008 - January 3, 2011
ECHOTRADE LLC
September 29, 2006 - February 4, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
May 11, 2006 - October 4, 2006
G-2 TRADING,LLC
January 2, 2004 - April 13, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
July 29, 1998 - January 13, 2004
ELECTRONIC TRADING GROUP, LLC
August 18, 1993 - July 8, 1998
GLOBAL PARTNERS SECURITIES INC.
October 11, 1988 - August 5, 1993
FIRST MONTAUK SECURITIES CORP.
February 2, 1988 - November 19, 1988
ANDREW ALEN SECURITIES, INC.
March 24, 1987 - August 5, 1993
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
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