John A. Shumski

NETWORTH ASSET MANAGEMENT,

LANSDALE, PA

Some features on this profile are disabled

CRD#: 1636896

Professional summary

John Andrew Shumski, who also goes by Drew Shumski, John Andrew (drew) Shumski, is a registered financial advisor currently at NETWORTH ASSET MANAGEMENT, INC located in Lansdale, Pennsylvania and TRANSITIONAL BROKER LLC located in Lansdale, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Shumski | John Andrew (drew) Shumski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)WEALTH PLANNERS GROUP ( SHUMSKI FINANICAL GROUP); NOT INVESTMENT RELATED; 159 PINECREST LANE LANSDALE, PA; SELLING INSURANCE: PRESIDENT; 01/01/2002-CURRENT; 20 HOURS/MONTH; 20 DURING SECURITY TRADING HOURS; SELLING LIFE HEALTH DISABILITY AND FIXED ANNUITIES.CONSULTING FOR DEBT & ESTATE MANAGEMENT. BUSINESS CONSULTING.RIA OF THE FIRM NET WORTH ASSET MGT. BOARD MEMBER OF NATIONAL ASSOCIATION INSURANCE AND FINANCIAL ADVISORS STATE BOARD, 4% TIME 0% OWNERSHIP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Shumski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2013 - Present

NETWORTH ASSET MANAGEMENT, INC

RIA

CRD#: 105145

LANSDALE, PA

Current

March 5, 2024 - Present

TRANSITIONAL BROKER LLC

Office #1: 800 North Broad Street, Lansdale, PA 19446Office #2: 2830 Nw 41st Street Suite B, Gainesville, FL 32606

CRD#: 46214

MONTGOMERYVILLE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NETWORTH ASSET MANAGEMENT, INC

NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC

CRD#: 105145 / SEC#: 801-129943

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Florida

Registered Investment Advisory firm - (4/26/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/26/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/5/2024)

Florida
(3/20/2024)

IAR

Florida
(9/20/2024)

IAR

Minnesota
(9/20/2024)

Missouri
(8/20/2024)

New Jersey
(3/6/2024)

IAR

New Jersey
(10/4/2024)

New York
(3/24/2024)

North Carolina
(3/26/2024)

Ohio
(3/5/2024)

IAR

Pennsylvania
(4/2/2013)

Pennsylvania
(3/6/2024)

Texas
(3/5/2024)

IAR

Texas
(8/9/2024)

West Virginia
(3/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/15/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NETWORTH ASSET MANAGEMENT, INC

NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC

CRD#: 105145 / SEC#: 801-129943

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Florida

Registered Investment Advisory firm - (4/26/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/26/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

The Villages, FL

Mailing Address

Phone number

(352) 268-2080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NETWORTH ASSET MANAGEMENT, INC (4/9/2025)

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 102,893,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John A. Shumski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Shumski's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSITIONAL BROKER LLC

INTERCAROLINA FINANCIAL SERVICES, INC.

INTERCAROLINA FINANCIAL SERVICES, INC.

SB ADVISORY, LLC

IFS SECURITIES

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Primary Firm SEC Registration

NETWORTH ASSET MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2006

Series 24

Date: 4/15/2008

FINRA

Current Firm

NETWORTH ASSET MANAGEMENT, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NETWORTH ASSET MANAGEMENT, INC

TRUST BUT VERIFY

Similar Advisors