Timothy R. Mcgorry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Richard Mcgorry, who also goes by Tim Mcgorry, Timothy R Mcgorry, Timothy Mcgorry, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1988. Timothy had worked at 14 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2012 - June 25, 2013
WTS PROPRIETARY TRADING GROUP LLC
November 18, 2009 - September 28, 2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 21, 2007 - September 15, 2008
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
September 14, 2005 - September 22, 2005
LORD ABBETT DISTRIBUTOR LLC
March 14, 2003 - December 31, 2004
CITIGROUP GLOBAL MARKETS INC.
May 19, 1998 - May 24, 2001
MORGAN STANLEY DW INC.
June 10, 1996 - December 5, 1997
NATHAN & LEWIS SECURITIES, INC.
March 25, 1994 - February 1, 1996
CITICORP INVESTMENT SERVICES
June 1, 1993 - March 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 28, 1992 - November 27, 1992
LADENBURG THALMANN & CO. INC.
September 22, 1989 - August 24, 1990
FUNDAMENTAL BROKERS
June 13, 1989 - August 10, 1989
A.J. MICHAELS & CO., LTD.
June 16, 1988 - March 27, 1989
J. W. GANT & ASSOCIATES, INC.
May 25, 1988 - June 24, 1988
RANDOLPH BROWN SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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