Thomas H. Sunderland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Henri Sunderland, who also goes by Pierson Sunderland, Rex Pierson Sunderland, Rex Sunderland, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1988. Thomas had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1994 - August 9, 2000
SAN CLEMENTE SECURITIES, INC.
March 30, 1989 - October 30, 1992
THE TRADING DESK, INC.
January 23, 1989 - October 30, 1992
THE TRADING DESK, INC.
May 24, 1988 - April 11, 1989
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SAN CLEMENTE SECURITIES, INC.
CRD#: 21895 / SEC#: , 8-39369
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
| Arbitration | 4 |
Red Flags
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