Howard S. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Scott Bernstein was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1988. Howard had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2004 - April 3, 2007
KOVACK SECURITIES INC.
July 24, 2001 - August 18, 2004
INVESTORS CAPITAL CORP.
April 9, 1998 - November 2, 2000
D.L. CROMWELL INVESTMENTS, INC.
April 14, 1997 - March 26, 1998
CONSECO FINANCIAL SERVICES, INC.
May 3, 1996 - April 14, 1997
CONSECO EQUITY SALES, INC.
March 8, 1996 - May 3, 1996
STONEX SECURITIES INC.
November 9, 1993 - February 23, 1996
ARAGON FINANCIAL SERVICES, INC.
June 22, 1992 - March 18, 1993
DETWILER FENTON WEALTH MANAGEMENT INC
May 1, 1990 - December 14, 1993
CONSECO EQUITY SALES, INC.
April 25, 1990 - June 14, 1990
MSI FINANCIAL SERVICES, INC.
January 1, 1988 - April 25, 1990
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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