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TE

Todd M. Eberhard

Some features on this profile are disabled
CRD#: 1636538
TE

Professional summary

Todd Mitchell Eberhard was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Todd is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Todd had worked at 6 firms, which includes PARK SOUTH SECURITIES LLC, CLEARING SERVICES OF AMERICA INC., OSAIC WEALTH INC., LPL FINANCIAL LLC, NATHAN & LEWIS SECURITIES INC., INTEGRATED RESOURCES EQUITY CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 24, 2000 - February 4, 2003

PARK SOUTH SECURITIES, LLC

BD
CRD#: 103520
ISELIN, NJ
Past

November 2, 1998 - December 6, 2001

CLEARING SERVICES OF AMERICA, INC.

BD
CRD#: 23623
ST. LOUIS, MO
Past

April 6, 1998 - October 26, 1998

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

October 18, 1994 - March 18, 1998

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

October 6, 1989 - October 17, 1994

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

March 24, 1987 - October 17, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/14/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/20/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/6/1998
General Securities Principal Examination

Current Firm

PS
PARK SOUTH SECURITIES, LLC
PARK SOUTH SECURITIES, LLC

CRD#: 103520 / SEC#: , 8-52188

BD
Terminated by SEC on 04/13/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 07/06/1999
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAHN, JEFFREY PAULPRESIDENT1305087
MURPHY, ANDREW DAVISVICE PRESIDENT3207887
ZUCKER, BRIAN FREDFINOP1484733

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK SOUTH SECURITIES, LLC

CRD#: 103520

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