Margaret C. Stillman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Clover Stillman, who also goes by Margaret Clover Broenniman, Margaret Broenniman, Meg Broenniman, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1987. Margaret had worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - August 20, 2019
FBB CAPITAL PARTNERS
October 23, 1987 - December 29, 1995
PIM FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,990 |
| AUM (Assets Under Management) | $ 2,161,443,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
