Walter M. Mischler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Michael Mischler was a registered financial advisor .
Walter is a previously registered financial advisor and started their career in finance in 1987. Walter had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2007 - April 2, 2008
MISCHLER FINANCIAL GROUP, INC.
March 9, 1995 - November 14, 2018
MISCHLER FINANCIAL GROUP, INC.
January 17, 1995 - March 15, 1995
THE SEIDLER COMPANIES INCORPORATED
December 23, 1991 - March 6, 1995
MISCHLER LIBERTY, INC.
July 23, 1987 - September 13, 1994
LIBERTY CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
