JS
John E. Scott
REALTA INVESTMENT ADVISORS,
Tampa, FL
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CRD#: 1636317
JS
Professional summary
John Edward Scott is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Tampa, Florida and REALTA EQUITIES, INC. located in Wilmington, Delaware.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name of Business: Advent Health Zephyrhills Hospital. Non-Investment related. Address: 7050 Gall Blvd, Zephyrhills, FL 33541. Nature of Business: Board of Directors. Position/Title/Relationship: Director. Start Date: 04/23/2019. Hours per month: 6. Hours per month during Securities trading hours: 3%. Duties/Responsibilities: Member of the Board of Directors. 2.) Name of Business: Gulf Coast Financial Strategies. Investment related. Address: 18122 Sandy Pointe Dr, Tampa, FL 33647. Nature of Business: DBA for the securities business I run through Calton & Associates. All activities are identical. Position/Title/Relationship: Officer. Start Date: 10/10/2004. Hours per month: 50. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Securities related business dealing with all aspects of managing client's investments as well as all administrative duties. 3.) Name of Business: Gulf Coast Financial Strategies. Investment Related. Address: 18122 Sandy Pointe Dr, Tampa, FL 33647. Nature of Business: Offering fixed life insurance to clients. Position/Title/Relationship: Officer. Start Date: 08/08/2018. Hours per month: 10. Hours per month during securities trading hours: 15. Duties/Responsibilities: Working with IMO's to determine the best products for clients. Managing paperwork and process flow. 4.) Name of Business: Realta Investment Advisors, Inc. Investment Related. Address: 1201 N. Orange Street Ste 729 Wilmington, DE 19801. Nature of Business: Investment Advisory Services. Position/Title/Relationship: Investment Advisor Representative. Start Date: 6/10/2024. Hours per month: 40 Hours per week during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2024 - Present
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
Tampa, FL
Current
June 10, 2024 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801BD
CRD#: 23769
WILMINGTON, DE
Past
August 27, 2018 - June 7, 2024
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
Tampa, FL
Past
August 8, 2018 - June 7, 2024
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
TAMPA, FL
Past
October 12, 2004 - August 15, 2006
KOVACK SECURITIES INC.
RIA
CRD#: 44848
Tampa, FL
Past
October 12, 2004 - August 9, 2018
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
Tampa, FL
Past
October 5, 2004 - August 9, 2018
KOVACK SECURITIES INC.
BD
CRD#: 44848
Tampa, FL
Past
June 28, 2001 - September 30, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
TAMPA, FL
Past
June 25, 2001 - September 30, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/10/2024)
RR
Connecticut(6/10/2024)
RR
Florida(8/2/2024)
IAR
Florida(8/2/2024)
RR
Georgia(6/10/2024)
RR
New Jersey(6/10/2024)
RR
New York(6/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
