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KS

Kenneth E. Sidler

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CRD#: 1636294
KS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Edward Sidler was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 11 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 14, 2005 - May 5, 2008

CHADBOURN SECURITIES, INC.

BD
CRD#: 39439
NEW YORK, NY
Past

March 8, 2004 - August 19, 2005

CARLTON CAPITAL INC.

BD
CRD#: 42533
NEW YORK, NY
Past

January 26, 2001 - September 26, 2002

STONE HARBOR FINANCIAL SERVICES, LLC

BD
CRD#: 102320
FREEHOLD, NJ
Past

June 3, 1999 - December 22, 2000

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
PORTLAND, OR
Past

September 2, 1997 - January 22, 1999

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

April 2, 1992 - June 20, 1997

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

May 18, 1990 - March 26, 1992

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
PORTLAND, OR
Past

March 8, 1989 - June 29, 1990

LOMBARD SECURITIES CORP.

BD
CRD#: 13914
Past

October 27, 1988 - March 13, 1989

ALISON, BAER SECURITIES INC.

BD
CRD#: 11808
Past

September 15, 1988 - October 29, 1988

HAMPTON SECURITIES, INC.

BD
CRD#: 16660
Past

December 7, 1987 - September 21, 1988

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
Past

March 24, 1987 - November 2, 1987

BRADSTREET CAPITAL, INC.

BD
CRD#: 14738

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/28/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/7/1987
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/25/1987
General Securities Principal Examination

Current Firm

CS
CHADBOURN SECURITIES, INC.
CHADBOURN SECURITIES | CHADBOURN SECURITIES, INC.

CRD#: 39439 / SEC#: , 8-48706

BD
Terminated by SEC on 04/28/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 04/23/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PALMETTO COURT, LLCOWNER
GEORGE, KENNETH RONALDFINOP2643369
GUNTER, TRENT MICHAELPRESIDENT1430942
MURPHY, DANIEL ROBERTCHAIRMAN734444
MURPHY, DANIEL ROBERTCHIEF COMPLIANCE OFFICER734444

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHADBOURN SECURITIES, INC.

CRD#: 39439

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