Paul Kociuruba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Kociuruba was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2010 - May 3, 2012
AUGUSTAR DISTRIBUTORS, INC.
January 19, 2007 - February 23, 2010
THE O.N. EQUITY SALES COMPANY
November 4, 1996 - June 27, 2006
MUTUAL OF AMERICA SECURITIES LLC
May 11, 1994 - June 27, 2006
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
October 2, 1990 - May 5, 1994
WALNUT STREET SECURITIES, INC.
August 11, 1989 - October 2, 1990
VESTAX SECURITIES CORPORATION
June 15, 1987 - August 16, 1989
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
