Gayle M. Jendzejec

PROSPERITY CAPITAL ADVISORS

North Kingstown, RI 02852

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CRD#: 1636272

Professional summary

Gayle Marie Jendzejec, ChFC®, CLU®, who also goes by Gayle M Jendzejec, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in North Kingstown, Rhode Island.

Gayle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gayle has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 26 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gayle M Jendzejec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ms. Jendzejec is a licensed insurance agent. In this capacity, she may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Ms. Jendzejec spends approx. 10 hrs/week during trading hours on this activity. 2) Ms. Jendzejec is the owner of Lifetime Insurance Group, LLC d.b.a. Lifetime Advisors Group which is the operating entity for Ms. Jendzejec's advisory and insurance business. Ms. Jendzejec spends approximately forty hours per week during trading hours working under this entity. 3) Ms. Jendzejec is the President of JBL Enterprises LLC which is a property management company. Roughly five hours per week is spent on this activity typically outside of trading hours. This is not an investment related activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gayle Marie Jendzejec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 3, 2022 - Present

PROSPERITY CAPITAL ADVISORS

Office #1: 1130 Ten Rod Rd., Bld F#102, North Kingstown, RI 02852

RIA

CRD#: 156480

North Kingstown, RI

Past

September 5, 2017 - August 2, 2022

EQUITY SERVICES, INC.

RIA

CRD#: 265

WARWICK, RI

Past

August 5, 2015 - August 2, 2017

LIFETIME ADVISORS GROUP

RIA

CRD#: 226767

WARWICK, RI

Past

March 12, 2001 - September 13, 2001

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

August 21, 1998 - March 1, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 21, 1998 - March 1, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 2, 1998 - August 24, 1998

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

April 6, 1995 - January 2, 1998

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

July 20, 1990 - April 4, 1995

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

March 20, 1987 - May 14, 1990

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/29/2022)

IAR

Massachusetts
(10/25/2022)

IAR

Rhode Island
(8/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/14/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/31/1998

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/1996

General Securities Principal Examination

Current Firm

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

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Contact information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Mailing Address

Phone number

(888) 240-0064

Established

Firm type

Fiscal year end

# of Employees

202

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,823
AUM (Assets Under Management)	$ 3,684,966,200

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gayle M. Jendzejec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gayle Marie Jendzejec's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

LIFETIME ADVISORS GROUP

INVESTORS CAPITAL CORP.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CADARET, GRANT & CO., INC.

PINEBRIDGE SECURITIES LLC

1717 CAPITAL MANAGEMENT COMPANY

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PROSPERITY CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/1994

Series 63

Date: 7/6/1987

Series 7

Date: 8/14/1996

Series 6

Date: 3/19/1987

Series 26

Date: 7/31/1998

Series 24

Date: 11/20/1996

Current Firm

PROSPERITY CAPITAL ADVISORS

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY CAPITAL ADVISORS

TRUST BUT VERIFY

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