Timothy J. Miller
Professional summary
Timothy John Miller was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 1997. Prior to being barred, Timothy had worked at 3 firms, which includes GPC SECURITIES INC., INVESCO, INVESCO DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2003 - August 20, 2004
GPC SECURITIES, INC.
November 17, 1999 - August 20, 2004
INVESCO
February 6, 1997 - December 1, 2003
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/17/1987
Non-Member General Securities ExaminationCurrent Firm
GPC SECURITIES, INC.
CRD#: 14007 / SEC#: , 8-30108
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRINCETON RETIREMENT GROUP, INC. | SOLE SHAREHOLDER | |
| ALEXANDER, MARK DAVID | CHIEF FINANCIAL OFFICER & TREASURER | 2202934 |
| COCO, GLORIA JEAN ANGEL | CHIEF EXECUTIVE OFFICER & DIRECTOR | 716459 |
| DOWNING, KEVIN RINARD | CHIEF COMPLIANCE OFFICER | 2939663 |
| VARCO, DEBORAH ANN | CHIEF OPERATIONS OFFICER & DIRECTOR | 1214688 |
Disclosures
| Regulatory Event | 1 |
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