Linda A. Keyt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda An Keyt, who also goes by Linda Ann Keyt, Linda Keyt, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1994. Linda had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2017 - November 11, 2019
LPL FINANCIAL LLC
November 29, 2017 - November 11, 2019
LPL FINANCIAL LLC
November 13, 2017 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
November 13, 2017 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
November 6, 2017 - November 17, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
November 6, 2017 - November 17, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
May 27, 2009 - November 2, 2017
INVESTMENT CENTERS OF AMERICA, INC.
May 27, 2009 - November 2, 2017
INVESTMENT CENTERS OF AMERICA, INC.
August 11, 2006 - August 15, 2008
NATCITY INVESTMENTS, INC.
August 11, 2006 - August 15, 2008
NATCITY INVESTMENTS, INC.
August 11, 2004 - July 21, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
August 11, 2004 - July 21, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
April 21, 2003 - August 31, 2004
BLUE VASE SECURITIES, LLC
August 7, 2000 - August 31, 2004
BLUE VASE SECURITIES, LLC
May 18, 2000 - August 11, 2000
IRWIN UNION SECURITIES
August 22, 1997 - February 29, 2000
WEDGEWOOD PARTNERS, INC.
May 13, 1994 - April 29, 1997
NATCITY INSURANCE SERVICES, INC.
Primary Firm SEC Registration
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHIEF FINANCIAL OFFICER | 4003349 |
| ENYEDI, MATTHEW KLAUS | MANAGING DIRECTOR, NATIONAL SALES | 4194266 |
| GATES, GREGORY | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 7069201 |
| JAMBUSARIA, ANERI | MANAGING DIRECTOR LPL SERVICES GROUP | 7248335 |
| MALFITANO, STEVEN THOMAS | SVP, FINANCE CAPITAL MANAGEMENT AND PRINCIPAL FINANCIAL OFFICER | 3178848 |
| MCHALE, JAMES | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6052977 |
| RICKETTS, JUDITH KOHOSKIE | EXECUTIVE VICE PRESIDENT, OPERATIONS AND PRINCIPAL OPERATIONS OFFICER | 2758924 |
| SIMONICH, BRENT BLAIN | EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | 3254859 |
| STEINMEIER, RICHARD C | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 5109512 |
Regulatory assets under management
| Total Number of Accounts | 2,369,378 |
| AUM (Assets Under Management) | $ 618,922,975,737 |
Disclosures
| Regulatory Event | 208 |
| Arbitration | 58 |
| Bond | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | ||
| 07/19/2024 | ||
| 11/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
