Robert H. Leeper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Hugh Leeper, who also goes by Bob Leeper, Robert H Leeper, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2016 - December 31, 2019
KESTRA ADVISORY SERVICES, LLC
May 23, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
July 22, 1997 - December 31, 2019
KESTRA INVESTMENT SERVICES, LLC
May 9, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 9, 1996 - July 21, 1997
SIGNATOR INVESTORS, INC.
April 15, 1992 - May 8, 1996
WALNUT STREET SECURITIES, INC.
October 7, 1991 - May 11, 1992
PRUCO SECURITIES, LLC.
March 8, 1990 - October 4, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 8, 1990 - October 4, 1991
EQUITABLE ADVISORS, LLC
June 2, 1987 - March 13, 1990
FEDERATION FOR FINANCIAL INDEPENDENCE
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
