Robert A. Rinner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Rinner, who also goes by Robert A Rinner, Robert Rinner, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2015 - January 19, 2018
VENTURI PRIVATE WEALTH
September 16, 2014 - August 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2014 - August 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 2007 - December 31, 2008
TECTONIC CAPITAL MANAGEMENT, LP
June 2, 2004 - August 12, 2005
WOODMONT INVESTMENT COUNSEL, LLC
Primary Firm SEC Registration
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/3/1987
Non-Member General Securities ExaminationCurrent Firm
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,488 |
| AUM (Assets Under Management) | $ 3,178,913,424 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 02/03/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
