Jeanene Bauer
Professional summary
Jeanene Bauer is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Orefield, Pennsylvania.
Jeanene is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeanene has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeanene Bauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2004 - Present
FORTUNE FINANCIAL SERVICES, INC.
May 29, 1996 - August 16, 2004
HACKETT ASSOCIATES, INC.
March 9, 1987 - May 28, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2013)
(1/4/2021)
(8/17/2004)
(1/27/2015)
(8/17/2004)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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