AL
Allan S. Lynn
JANNEY MONTGOMERY SCOTT LLC
Bedminster, NJ 07921
Some features on this profile are disabled
CRD#: 1635757
AL
Professional summary
Allan Scott Lynn, who also goes by Al Lynn, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Bedminster, New Jersey.
Allan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Allan has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Lynn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business : Mendham Capital Management Address: 180 Mount Airy Rd. Suite 208,Basking Ridge, NJ Nature of the Business: Independent RIA Position/Title: Proprietor/Owner Investment Related:Yes Start Date: 05/08/2007 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 4 Description of duties: Managed accounts only Name of Business : Mendham Capital Management Address: 180 Mount Airy Rd Ste 208,Basking Ridge, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/12/2007 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 120 Description of duties: Financial Advisory Rental Property, Rockaway, NJ. Owner (06/2022). Not compensated, Investment related, 1 hour/month.
CRS (Client Relationship Summary) - RIA
Click below to view Allan Scott Lynn's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Allan Scott Lynn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1580 Route 206 North, Bedminster, NJ 07921RIA
BD
CRD#: 463
Bedminster, NJ
Current
May 6, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1580 Route 206 North, Bedminster, NJ 07921RIA
BD
CRD#: 463
Bedminster, NJ
Past
January 12, 2009 - May 7, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BASKING RIDGE, NJ
Past
May 14, 2007 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
BASKING RIDGE, NJ
Past
May 14, 2007 - September 11, 2023
MENDHAM CAPITAL MANAGEMENT, INC.
RIA
CRD#: 135384
BASKING RIDGE, NJ
Past
May 4, 2006 - May 7, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BASKING RIDGE, NJ
Past
September 6, 1996 - May 10, 2006
EDWARD JONES
BD
CRD#: 250
BASKING RIDGE, NJ
Past
July 17, 1996 - September 6, 1996
FLEET SECURITIES INC.
BD
CRD#: 7147
NEW YORK, NY
Past
October 7, 1991 - July 16, 1996
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Past
July 19, 1990 - October 2, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
July 19, 1990 - October 2, 1991
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
April 17, 1989 - July 26, 1990
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
May 9, 1988 - May 2, 1989
MABON, NUGENT & CO.
BD
CRD#: 2617
Past
April 22, 1988 - May 18, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Past
April 29, 1987 - March 17, 1988
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/6/2025)
RR
California(5/6/2025)
RR
Connecticut(5/6/2025)
RR
Delaware(5/6/2025)
RR
Florida(5/6/2025)
RR
Hawaii(5/6/2025)
RR
Illinois(5/6/2025)
RR
Maine(5/6/2025)
RR
Maryland(5/6/2025)
RR
Massachusetts(5/6/2025)
RR
New Hampshire(5/6/2025)
RR
New Jersey(5/6/2025)
IAR
New Jersey(5/7/2025)
RR
New York(5/6/2025)
RR
North Carolina(5/7/2025)
RR
Ohio(5/6/2025)
RR
Oregon(5/6/2025)
RR
Pennsylvania(5/6/2025)
RR
Rhode Island(5/22/2025)
RR
South Carolina(5/6/2025)
RR
Texas(5/6/2025)
RR
Vermont(5/6/2025)
RR
Virginia(5/6/2025)
RR
Washington(5/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
