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Timothy Patrick Millar

CRD# 1635753·Registered 1987 - 2016
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Patrick Millar was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1987 - 2016. Timothy had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MILLAR FINANCIAL·CRD# 136334
RIA
Fremont, CA
June 1, 2009 - December 31, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Fremont, CA
February 27, 1990 - November 4, 2016
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - March 1, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
November 3, 1988 - November 19, 1989
CHRISTOPHER WEIL & COMPANY, INC·CRD# 6566
BD
April 1, 1988 - November 3, 1988
JUDY & ROBINSON SECURITIES, INC·CRD# 2378
BD
March 24, 1987 - April 4, 1988

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Current Firm

MF
MILLAR FINANCIAL

MILLAR FINANCIAL | TIMOTHY MILLAR DBA FINANCIAL | MILLAR, TIMOTHY, PATRICK

CRD#: 136334 / SEC#: 801-64509

Contact Information

Main Address

39560 Stevenson Place, #111, Fremont, CA 94539-3074

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed May 2007About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed May 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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