Steven A. Jaeger

DANA INVESTMENT ADVISORS

Waukesha, WI 53186-0904

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CRD#: 1635628

Professional summary

Steven Allen Jaeger, CFP® is a registered financial advisor currently at DANA INVESTMENT ADVISORS INC located in Waukesha, Wisconsin.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Steven has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)BOWLERS HEADQUARTERS; 3163 S 92ND ST, MILWAUKEE, WI 53227; 05/01/2017; OWNER; FINANCING PERSON; NOT INVEST RELATED; 2 HOURS/MONTH, 0 HOURS/MONTH DURING BUSINESS HOURS; OWNERSHIP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Allen Jaeger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 2, 2021 - Present

DANA INVESTMENT ADVISORS INC

Office #1: 20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904

RIA

CRD#: 105879

Waukesha, WI

Past

September 20, 2000 - January 14, 2020

M HOLDINGS SECURITIES, INC.

CRD#: 43285

CHICAGO, IL

Past

December 7, 1994 - September 20, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 25, 1987 - December 31, 1990

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DANA INVESTMENT ADVISORS INC

CRD#: 105879 / SEC#: 801-14828

RIA

Registered Investment Advisory firm - (9/21/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/1994

General Securities Representative Examination

Current Firm

DANA INVESTMENT ADVISORS INC

CRD#: 105879 / SEC#: 801-14828

RIA

Registered Investment Advisory firm - (9/21/1979 Approved)

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Contact information

Main Address

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904

Mailing Address

P.o. Box 1067, Brookfield, WI 53008-1067

Phone number

(262) 782-3631

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,699
AUM (Assets Under Management)	$ 5,757,433,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven A. Jaeger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Allen Jaeger's CRS (Customer Relationship Summary).

Certified licenses

Experience

DANA INVESTMENT ADVISORS INC

M HOLDINGS SECURITIES, INC.

MUTUAL SERVICE CORPORATION

DREHER & ASSOCIATES, INC.

Primary Firm SEC Registration

DANA INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/1994

SIE

Date: 10/1/2018

Series 7

Date: 12/6/1994

Current Firm

DANA INVESTMENT ADVISORS INC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DANA INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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