Ian A. Reddin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Alexander Reddin, who also goes by Sandy Reddin, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1987. Ian had worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2019 - February 14, 2022
DINOSAUR FINANCIAL GROUP, L.L.C
February 28, 2017 - March 14, 2019
BANKERS CAPITAL INTERNATIONAL
July 25, 2016 - March 15, 2017
DALMORE GROUP LLC
July 15, 2013 - May 4, 2016
KGS-ALPHA CAPITAL MARKETS, L.P.
July 2, 2012 - July 15, 2013
VIRTU AMERICAS LLC
January 19, 2010 - December 31, 2010
KNIGHT LIBERTAS LLC
October 19, 2004 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
December 16, 2002 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 14, 1998 - March 13, 2000
ABN AMRO INCORPORATED
October 9, 1991 - February 26, 1998
ABN AMRO SECURITIES LLC
March 28, 1991 - August 20, 1991
PROVIDENCE CAPITAL, INC.
March 3, 1987 - June 21, 1991
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 1/14/2003
Limited Representative-Equity Trader ExamCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
