RS
Richard B. Sedway
PARK AVENUE SECURITIES LLC
Incline Village, NV
Some features on this profile are disabled
CRD#: 1635389
RS
Professional summary
Richard B Sedway, ChFC®, CLU®, who also goes by Bryan Sedway, R Bryan Sedway, Richard Bryan Sedway, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Incline Village, Nevada.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Richard has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Sedway | R Bryan Sedway | Richard Bryan Sedway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TahoeKidsGuide
No duties. Title only
Start: 06/01/2008
Address: 916 Southwood Blvd. Ste. 1C Incline Village, NV 89450
0 hrs per month
Not investment related
2. Sedway Financial
Selling of Non Guardian disability, fixed annuities, Group and Individual health insurance,
long term care insurance & life insurance products only
Start: 03/01/1986
Address: 916 Southwood Blvd. Ste. 1C Incline Village, NV 89450
Hrs per month - Tot/Bus: 40/20
Investment related
>10% annual compensation
3. Sedway Financial - Real Estate Broker
I have a real estate brokerage license which is non active in the business R. Bryan Sedway
License #33562
I am a nonproducing licenced Broker
Start: 01/01/1994
Address: 883 Freels Peak Incline Village, NV 89450
0 hrs per month
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Richard B Sedway's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Richard B Sedway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 20, 2006 - Present
PARK AVENUE SECURITIES LLC
RIA
BD
CRD#: 46173
Incline Village, NV
Current
March 8, 2006 - Present
PARK AVENUE SECURITIES LLC
RIA
BD
CRD#: 46173
Incline Village, NV
Past
March 20, 2003 - March 3, 2006
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
INCLINE VILLAGE, NV
Past
December 11, 2002 - March 3, 2006
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
INCLINE VILLAGE, NV
Past
August 17, 2001 - December 13, 2002
OSAIC FA, INC.
RIA
CRD#: 3978
INCLINE VILLAGE, NV
Past
August 17, 2001 - December 13, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 17, 2001 - December 13, 2002
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
March 22, 1996 - July 31, 2001
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
CHICAGO, IL
Past
March 18, 1987 - April 5, 1996
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/8/2006)
IAR
Alaska(3/1/2022)
RR
Arizona(3/8/2006)
IAR
Arizona(10/23/2023)
RR
California(3/8/2006)
IAR
California(3/20/2006)
RR
Colorado(3/8/2006)
IAR
Colorado(3/6/2009)
RR
Florida(7/24/2017)
IAR
Florida(7/25/2017)
RR
Georgia(2/7/2020)
IAR
Georgia(2/10/2020)
RR
Idaho(3/7/2007)
IAR
Idaho(1/27/2021)
RR
Illinois(10/29/2021)
IAR
Illinois(10/29/2021)
RR
Indiana(8/23/2021)
IAR
Indiana(8/23/2021)
RR
Michigan(5/5/2015)
IAR
Michigan(5/6/2015)
RR
Missouri(7/5/2019)
RR
Nevada(3/8/2006)
IAR
Nevada(3/20/2006)
RR
New York(10/16/2025)
IAR
New York(10/16/2025)
RR
Ohio(9/15/2016)
IAR
Ohio(8/23/2021)
RR
Oregon(3/8/2006)
IAR
Oregon(7/29/2009)
RR
Pennsylvania(9/14/2024)
IAR
Pennsylvania(9/14/2024)
RR
South Carolina(6/10/2021)
IAR
South Carolina(6/10/2021)
RR
Texas(3/8/2006)
IAR
Texas(10/11/2006)
RR
Virginia(2/6/2024)
IAR
Virginia(2/6/2024)
RR
Washington(2/26/2008)
IAR
Washington(4/3/2024)
RR
Wisconsin(4/28/2011)
IAR
Wisconsin(4/28/2011)
RR
Wyoming(9/28/2017)
IAR
Wyoming(9/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
