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RG

Roger D. Gaddis

GADDIS PREMIER WEALTH ADVISORS
Durant, OK 74701
Some features on this profile are disabled
CRD#: 1635364
RG

Professional summary

Roger Dale Gaddis, CFP® is a registered financial advisor currently at GADDIS PREMIER WEALTH ADVISORS LLC located in Durant, Oklahoma.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Roger has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Dale Gaddis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1992

Experience

Current

June 23, 2022 - Present

GADDIS PREMIER WEALTH ADVISORS LLC

Office #1: 202 W Main, Durant, OK 74701
RIA
CRD#: 317837
Durant, OK
Past

May 20, 2019 - June 24, 2022

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
Ada, OK
Past

May 20, 2019 - June 24, 2022

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Ada, OK
Past

February 16, 1995 - June 10, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
MCALESTER, OK
Past

January 16, 1995 - June 10, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
MCALESTER, OK
Past

February 4, 1993 - December 2, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

February 24, 1987 - February 2, 1993

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GADDIS PREMIER WEALTH ADVISORS LLC
GADDIS PREMIER WEALTH ADVISORS LLC

CRD#: 317837 / SEC#: 801-125772

RIA
Registered Investment Advisory firm - (5/31/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(6/23/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/16/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/23/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 9/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GP
GADDIS PREMIER WEALTH ADVISORS LLC
GADDIS PREMIER WEALTH ADVISORS LLC

CRD#: 317837 / SEC#: 801-125772

RIA
Registered Investment Advisory firm - (5/31/2022 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
202 W Main, Durant, OK 74701
Mailing Address
Phone number
(580) 745-8133
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GADDIS ADV PART 2A BROCHURE (12/15/2025)

Regulatory assets under management

Total Number of Accounts1,998
AUM (Assets Under Management)$ 314,015,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GADDIS PREMIER WEALTH ADVISORS LLC

CRD#: 317837Durant, OK 74701

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