RG
Roger D. Gaddis
GADDIS PREMIER WEALTH ADVISORS LLC
Durant, OK 74701
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CRD#: 1635364
RG
Professional summary
Roger Dale Gaddis, CFP® is a registered financial advisor currently at GADDIS PREMIER WEALTH ADVISORS LLC located in Durant, Oklahoma.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Roger has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1: GKS Milburn Clinic, LLC Invest Rel: No Nat/Busi: urgent care medical clinic Title: spouse Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: none, but may consult on business issues 2: GKS Calera Clinic, LLC Invest Rel: No Nat/Busi: urgent care medical practices Title: spouse of Leigh Gaddis Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: may assist with business management issues 3: GKS Radiology LLC Invest Rel: No Nat/Busi: radiology medical clinic Title: spouse of LLC member Leigh Gaddis Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: may provide thoughts/ideas regarding business administrations 4: GKS Calera RE, LLC Invest Rel: Yes Nat/Busi: Real Estate Title: my wife, Leigh Gaddis is one of three LLC members Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: will likely provide some input regarding business administration issues 5: GKS Milburn RE LLC Invest Rel: Yes Nat/Busi: Real Estate Title: none Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: will provide buisness thoughts/ideas to wife and entity 6: GKS Equipment, LLC Invest Rel: No Nat/Busi: medical equipment rental Title: none Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: may provide ideas on business administration issues if requested 7: Gaddis Rentals, G&G Rentals, G&G Properties Invest Rel: Yes Nat/Busi: Real Estate Title: co-owner with wife Strt Dt: 11/29/11 Hrs/mth: 0-16 Duties: buy, sell, rent, develop, build, remodel, residential and commercial real estate and land 8: Union Mutual Insurance Co. Invest Rel: No Nat/Busi: Board Position Title: Board member Strt Dt: 5/1/21 Hrs/mth: 0-16 Duties: provide knowledge and experience in board decisions 9: Roger Gaddis - PPD Invest Rel: No Nat/Busi: membership sales Title: owner Strt Dt: 8/14/07 Hrs/mth: 0-16 Duties: membership sales 10: Stonewall Lake- BBL Invest Rel: No Nat/Busi: Real Estate Title: partner Strt Dt: 9/6/06 Hrs/mth: 0-16 Duties: occasional clean up and/or mowing 11: Durant G&G Office Building Invest Rel: No Nat/Busi: Real Estate Title: partner Strt Dt: 2/5/18 Hrs/mth: 0-16 Duties: co-manage 12: Gaddis Billboards/ G&G Billboards Invest Rel: No Nat/Busi: rental of highway billboard advertising space Title: co-owner Strt Dt: 11/29/11 Hrs/mth: 0-16 Duties: rental of highway billboard advertising space 13: Gaddis Oil & Gas/G&G Oil & Gas Invest Rel: No Nat/Busi: buy, sell oil & gas mineral and/or working interest Title: co-owner Strt Dt: 6/14/11 Hrs/mth: 0-16 Duties: collect royalty or working interest income 14: Gaddis Ranch/G&G Ranch Invest Rel: No Nat/Busi: Real Estate Title: co-owner Strt Dt: 2/1/06 Hrs/mth: 0-16 Duties: equipment, lease ranch land for hunting. 15: Gaddis Enterprises or G&G Enterprises Invest Rel: Yes Nat/Busi: holding company Title: co-owner Strt Dt: 6/6/11 Hrs/mth: 0-16 Duties: holding company 16: West Ranch LLC Invest Rel: Yes Nat/Busi: Real Estate Title: member Strt Dt: 4/11/11 Hrs/mth: 0-16 Duties: administrative 17: East Ranch LLC Invest Rel: Yes Nat/Busi: Real Estate Title: member Strt Dt: 4/11/19 Hrs/mth: 0-16 Duties: administrative regarding holding company for ranch property east of Ada, OK 18: Good News Publishing Invest Rel: No Nat/Busi: Consulting Title: advisory board member Strt Dt: 8/14/12 Hrs/mth: 0-16 Duties: discussion content development and distribution on financial education 19: Sisters Hand in Hand Invest Rel: No Nat/Busi: Board Position Title: advisory board member Strt Dt: 12/28/17 Hrs/mth: 0-16 Duties: assist in monthly events for local widows 20: Boy Scouts Arbuckle Council Invest Rel: No Nat/Busi: Civic Title: advisory board member Strt Dt: 12/26/13 Hrs/mth: 0-16 Duties: periodic input regarding council activities 21: Gaddis Insurance, or G&G Insurance Invest Rel: Yes Nat/Busi: Insurance Title: partner Strt Dt: 12/31/07 Hrs/mth: 0-16 Duties: sales of fixed insurance 22: Gaddis & Gaddis Wealth Managment LLC Invest Rel: Yes Nat/Busi: RR Activities through KIS, LLC using a DBA name; Insurance; IA services through KAS, LLC Title: managing member Strt Dt: 11/29/05 Hrs/mth: 145-160 Duties: managing m
CRS (Client Relationship Summary) - RIA
Click below to view Roger Dale Gaddis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
June 23, 2022 - Present
GADDIS PREMIER WEALTH ADVISORS LLC
Office #1: 202 W Main, Durant, OK 74701RIA
CRD#: 317837
Durant, OK
Past
May 20, 2019 - June 24, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Ada, OK
Past
May 20, 2019 - June 24, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Ada, OK
Past
February 16, 1995 - June 10, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
MCALESTER, OK
Past
January 16, 1995 - June 10, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
MCALESTER, OK
Past
February 4, 1993 - December 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 24, 1987 - February 2, 1993
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GADDIS PREMIER WEALTH ADVISORS LLC
GADDIS PREMIER WEALTH ADVISORS LLC
CRD#: 317837 / SEC#: 801-125772
RIA
Registered Investment Advisory firm - (5/31/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(6/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GP
GADDIS PREMIER WEALTH ADVISORS LLC
GADDIS PREMIER WEALTH ADVISORS LLC
CRD#: 317837 / SEC#: 801-125772
RIA
Registered Investment Advisory firm - (5/31/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
202 W Main, Durant, OK 74701
Mailing Address
Phone number
(580) 745-8133
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,998 |
| AUM (Assets Under Management) | $ 314,015,320 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
