Robert E. Hapanowicz
HAPANOWICZ FINANCIAL | Founder & President | Wealth Advisor
PITTSBURGH, PA 15220
Some features on this profile are disabled
CRD#: 1635067
Professional summary
Robert Edwin Hapanowicz, who also goes by Robert Edward Hapanowicz, is a registered financial advisor currently at HAPANOWICZ FINANCIAL located in Pittsburgh, Pennsylvania and LPL FINANCIAL LLC located in Pittsburgh, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Bob founded H&A more than 30 years ago to provide comprehensive financial advice and investment and wealth management services that help people pursue their wealth goals. He is responsible for providing strategic leadership for the company by working with management to establish long-term goals, strategies, plans, and policies. He also plans, develops, organizes, implements, directs, and evaluates H&A’s fiscal functions and performance.
Bob is a Wealth Advisor and the primary manager of all client relationships at H&A, managing existing client relationships and formulating and implementing financial strategies and advice.
Prior to founding H&A, Bob began his career with Advest, Inc. in 1987. He is an Accredited Investment Fiduciary (AIF) and holds a Bachelor of Science in Business and Economics from Edinboro University. He is routinely published on investment and wealth management topics.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Edward Hapanowicz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/28/2011 - Hapanowicz & Associates Financial Services, Inc. - Non-Variable Insurance DBA - Investment Related - At Reported Business Location(s) - Time Spent 3% 2. 06/03/2019 - The LRM Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/10/2019 - 5 Hours Per Month/ 1 Hour During Trading 3. 06/20/2024 - Hapanowicz & Associates Financial Services, Inc. - Registered Investment Advisor Hybrid - IAR - Invesment Related - At Reported Business Location(s) - Start Date 06/14/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 06/20/2024 - Hapanowicz - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/14/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services thru HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 5. 12/23/2024 - Hapanowicz Financial Tax Services, LLC - Tax Prep/Accounting/CPA - Owner/Supervisor - Investment Related - At Reported Business Location(s) - Start Date 12/01/2024 - 80 hours per month/ 2 hours during trading 6. 01/10/2025- Hapanowicz Financial Tax Services, LLC- INV Related- At Reported Business Location(s) - Start date 12/01/2024- 80 Hours Per Day- 2 Hours During Trading 7. 01/10/2025- Hapanowicz- DBA for LPL Business (entity for LPL business)- INV Related- At Pittsburgh PA- Start date 06/14/2024- 160 Hours Per Month- 160 Hours During Trading 8. 08/14/2025 - Hapanowicz Enterprises, LLC - Business Entity For Tax/Investment Purposes Only - Pittsburgh, PA - Not Inv Rel - Start date: 07/28/2025 - 5hrs/mnth during trading
CRS (Client Relationship Summary) - RIA
Click below to view Robert Edwin Hapanowicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2011 - Present
HAPANOWICZ FINANCIAL
Office #1: Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220RIA
CRD#: 157523
PITTSBURGH, PA
Current
June 2, 2011 - Present
LPL FINANCIAL LLC
Office #1: 681 Andersen Dr, Ste 100 Foster Plaza 6, Pittsburgh, PA 15220RIA
BD
CRD#: 6413
PITTSBURGH, PA
Past
January 3, 1995 - June 2, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
PITTSBURGH, PA
Past
January 11, 1994 - June 2, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PITTSBURGH, PA
Past
May 26, 1989 - January 14, 1994
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
March 27, 1987 - June 12, 1989
ADVEST, INC.
BD
CRD#: 10
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HAPANOWICZ FINANCIAL
H & A RETIREMENT ADVISORS | HAPANOWICZ FINANCIAL | HAPANOWICZ AND ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ AND ASSOCIATES | HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT | HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ & ASSOCIATES | HAPANOWICZ | H&A WEALTH MANAGEMENT | H&A WEALTH ADVISORS, H&A RETIREMENT ADVISORS | H&A WEALTH | H&A INVESTMENT MANAGEMENT AND WEALTH ADVISORS | H&A INVESTMENT AND WEALTH ADVISORS | H & A WEALTH ADVISORS
CRD#: 157523 / SEC#: 801-72352
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/19/2019)
RR
Arizona(2/4/2013)
RR
California(7/20/2016)
RR
Florida(6/2/2011)
RR
Georgia(11/2/2015)
RR
Illinois(6/2/2011)
RR
Maryland(6/2/2011)
RR
Michigan(8/6/2021)
RR
Mississippi(6/27/2025)
RR
Nevada(6/15/2011)
RR
New Jersey(4/11/2022)
RR
New Mexico(6/2/2011)
RR
New York(5/3/2016)
RR
North Carolina(6/2/2011)
RR
Ohio(6/2/2011)
IAR
Pennsylvania(5/19/2011)
RR
Pennsylvania(6/2/2011)
RR
South Carolina(5/17/2013)
RR
South Dakota(1/23/2024)
RR
Texas(9/24/2018)
RR
Utah(3/26/2021)
RR
Virginia(6/2/2011)
RR
West Virginia(6/2/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HAPANOWICZ FINANCIAL
H & A RETIREMENT ADVISORS | HAPANOWICZ FINANCIAL | HAPANOWICZ AND ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ AND ASSOCIATES | HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT | HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ & ASSOCIATES | HAPANOWICZ | H&A WEALTH MANAGEMENT | H&A WEALTH ADVISORS, H&A RETIREMENT ADVISORS | H&A WEALTH | H&A INVESTMENT MANAGEMENT AND WEALTH ADVISORS | H&A INVESTMENT AND WEALTH ADVISORS | H & A WEALTH ADVISORS
CRD#: 157523 / SEC#: 801-72352
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220
Mailing Address
Phone number
(412) 261-5966
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 926 |
| AUM (Assets Under Management) | $ 574,669,714 |
Red Flags
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Company Information
HAPANOWICZ FINANCIAL
Founder & President | Wealth AdvisorCRD#: 157523Pittsburgh, PA 15220TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
