Elizabeth C. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Colleen Fischer, who also goes by Colleen Fischer, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1987. Elizabeth had worked at 2 firms and has passed the SIE, Series 99 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2012 - July 22, 2021
S F SENTRY SECURITIES, INC.
June 23, 1987 - July 24, 1987
SEOUL SECURITIES, LTD.
State Registrations and Notice Filings
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Exams
Current Firm
S F SENTRY SECURITIES, INC.
CRD#: 27432 / SEC#: , 8-43101
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
