Girard F. Oberrender

ROSENBLATT SECURITIES

New York, NY 10005

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CRD#: 1634642

Professional summary

Girard Franklin Oberrender III, who also goes by Gerry Oberrender III, Girard F Oberrender III, Girard Franklin Oberrender, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.

Girard is registered as a RR (Registered Representative) and started their career in finance in 1987. Girard has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerry Oberrender Iii | Girard F Oberrender Iii | Girard Franklin Oberrender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Girard Franklin Oberrender III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2021 - Present

ROSENBLATT SECURITIES INC.

Office #1: 40 Wall Street 59th Floor, New York, NY 10005

CRD#: 7656

Past

January 25, 1988 - January 26, 1989

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

CRD#: 824

Past

May 21, 1987 - February 24, 1988

AUTRANET, LLC

CRD#: 8192

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(12/12/2024)

Connecticut
(7/29/2021)

Florida
(12/12/2024)

New York
(7/29/2021)

Exams

State Security Law Exam

Series 63

Date: 6/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

ROSENBLATT SECURITIES INC.

RICHARD A. ROSENBLATT & COMPANY, INC. | ROSENBLATT SECURITIES INC.

CRD#: 18377 / SEC#: , 8-24255

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 59th Floor, New York, NY 10005

Mailing Address

40 Wall Street 59th Floor, New York, NY 10005

Phone number

(212) 607-3100

Established

New York since 08/29/1979

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GAWRONSKI, JOSEPH CHARLES JR	PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR	2946954
ROSENBLATT, RICHARD ALLAN	CHAIRMAN RETIRED	1557345
FRAIN, JOURDAN BLAKE	COO	5745300
RONEY, CHARLES PATRICK	CHIEF COMPLIANCE OFFICER	1978773

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Girard F. Oberrender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Girard Franklin Oberrender III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAXIM GROUP LLC

TOPEKA CAPITAL MARKETS INC.

MAXIM GROUP LLC

CRT CAPITAL GROUP LLC

FTN EQUITY CAPITAL MARKETS CORP.

FHN FINANCIAL SECURITIES CORP.

ABN AMRO INCORPORATED

THE CHICAGO CORPORATION

INTESA SANPAOLO IMI SECURITIES CORP.

ROTHSCHILD & CO US INC.

WELLS FARGO CLEARING SERVICES, LLC

PRESCOTT, BALL & TURBEN, INC.

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

AUTRANET, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/1987

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1987

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

ROSENBLATT SECURITIES INC.

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROSENBLATT SECURITIES INC.

TRUST BUT VERIFY

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