Thomas C. Giordano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Christopher Giordano was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2020 - December 31, 2022
PALMETTO ADVISORY GROUP, LLC
February 7, 2020 - December 31, 2022
PALMETTO ADVISORY
September 3, 2013 - April 21, 2015
PALMETTO ADVISORY GROUP, LLC
August 2, 1995 - February 27, 2001
AMERICAN WEALTH MANAGEMENT, INC.
January 13, 1993 - September 1, 1995
CITIGROUP GLOBAL MARKETS INC.
August 12, 1991 - February 3, 1993
LEHMAN BROTHERS INC.
April 29, 1987 - August 14, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/28/2020
General Securities Representative ExaminationCurrent Firm
PALMETTO ADVISORY GROUP, LLC
CRD#: 150270 / SEC#: , 8-68240
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
