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Henry Phillip Becker

H.P. Becker & Co
Northbrook, IL
·CRD# 16342·54 years experience

Professional Summary

Henry Phillip Becker, who also goes by H Phillip Becker, Skip Becker, Henry Phillip Becker, is a registered financial advisor currently at H.P. Becker & Co located in Northbrook, Illinois. Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Henry has worked at 3 firms and has passed the Series 1 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

H Phillip Becker, Skip Becker, Henry Phillip Becker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

H.P. Becker & Co·CRD# 107902
RIA
Northbrook, IL
March 5, 1998 - Present
H.P. Becker & Co·CRD# 107902
RIA
Deerfield, IL
March 5, 1998 - December 31, 2019
NASH, WEISS & CO.·CRD# 6470
BD
April 3, 1974 - July 28, 1980
FIRST NATION SECURITIES INCORPORATED·CRD# 5976
BD
August 9, 1972 - October 3, 1974

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Current Firm

HB
H.P. Becker & Co

H.P. Becker & Co

CRD#: 107902 / SEC#: 801-42986
RIA
Registered Investment Advisory firm - SEC (7/24/2012 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (3/5/1993 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1125 Lake Cook Rd Suite 502, Northbrook, IL 60062

Phone Number

(847) 948-1600

# of Employees

3

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

My own investment firm: H P Becker & co. General Partner: Philbeck Global Biomedical LP

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(3/5/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Aug 1972

Series 24 — General Securities Principal Examination

Passed Jun 1984About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Henry Phillip Becker's CRS (Customer Relationship Summary).

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