Bruno M. Valenzisi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruno Mario Valenzisi was a registered financial professional .
Bruno is a previously registered financial professional and started their career in finance in 1987. Bruno had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2001 - December 31, 2013
LASALLE ST SECURITIES, L.L.C.
May 12, 2000 - October 1, 2001
EISNER SECURITIES, INC.
January 3, 2000 - May 12, 2000
COMMONWEALTH FINANCIAL NETWORK
May 6, 1993 - December 31, 1999
PRIME CAPITAL SERVICES, INC.
August 23, 1990 - May 19, 1993
DOMINARI SECURITIES LLC
July 14, 1987 - August 23, 1990
GATEWAY SECURITIES, INC.
April 29, 1987 - May 29, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
