Timothy P. Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy P. Sheridan, who also goes by Timothy Patrick Sheridan, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1997. Timothy had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - February 11, 2026
STRATEGIC ADVISERS LLC
February 2, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 13, 2022 - February 11, 2026
FIDELITY BROKERAGE SERVICES LLC
July 12, 2018 - March 26, 2020
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
July 9, 2018 - February 24, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 2, 2012 - July 20, 2018
WELLS FARGO CLEARING SERVICES, LLC
February 2, 2012 - July 20, 2018
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2010 - February 23, 2012
RAYMOND JAMES & ASSOCIATES, INC.
July 1, 2010 - February 23, 2012
RAYMOND JAMES & ASSOCIATES, INC.
November 30, 2009 - July 27, 2010
VANDERBILT SECURITIES, LLC
November 8, 2005 - October 14, 2009
UBS FINANCIAL SERVICES INC.
November 8, 2005 - October 14, 2009
UBS FINANCIAL SERVICES INC.
June 20, 2002 - November 8, 2005
MORGAN STANLEY DW INC.
March 31, 1997 - November 8, 2005
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/23/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
