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DM

Daniel T. Monaghan

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CRD#: 1633928
DM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Thomas Monaghan was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1987. Daniel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 1, 2016 - April 28, 2026

ALLEN CAPITAL GROUP, LLC

RIA
CRD#: 135879
GRAND ISLAND, NE
Past

August 2, 2006 - February 2, 2016

SYMPHONIC SECURITIES LLC

BD
CRD#: 139512
CENTRAL CITY, NE
Past

January 18, 2006 - February 2, 2016

SYMPHONIC FINANCIAL ADVISORS LLC

RIA
CRD#: 135603
NEW YORK, NY
Past

January 18, 2006 - December 31, 2007

CNR SECURITIES, LLC

BD
CRD#: 18466
CENTRAL CITY, NE
Past

July 31, 1997 - January 23, 2006

WADDELL & REED

RIA
CRD#: 866
CENTRAL CITY, NE
Past

April 7, 1987 - January 23, 2006

WADDELL & REED

BD
CRD#: 866
CENTRAL CITY, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALLEN CAPITAL GROUP, LLC
ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA
Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/29/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/5/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/2/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 11/7/1987
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/1987
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
ALLEN CAPITAL GROUP, LLC
ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA
Registered Investment Advisory firm - (7/15/2005 Approved)
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Contact information

Main Address
3540 Prairieview Street Suite 200, Grand Island, NE 68803
Mailing Address
Phone number
(308) 385-1500
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts6,558
AUM (Assets Under Management)$ 1,223,235,037

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/03/2025
Cover Page
Report
11/25/2024
Cover Page
Report
11/17/2023
Cover Page
Report
12/16/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEN CAPITAL GROUP, LLC

CRD#: 135879

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