Daniel T. Monaghan

ALLEN CAPITAL GROUP

Grand Island, NE 68803

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CRD#: 1633928

Professional summary

Daniel Thomas Monaghan is a registered financial advisor currently at ALLEN CAPITAL GROUP, LLC located in Grand Island, Nebraska.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Daniel T. Monaghan Revocable Trust DTD 02/10/2000, Susan Monaghan Revocable Trust DTD 02/10/2000, non-investment related. Daniel T. and Susan D. Monaghan, Family Limited Partnership, non-investment related, 2736 20th St, Central City, NE 68826

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Thomas Monaghan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2016 - Present

ALLEN CAPITAL GROUP, LLC

Office #1: 3540 Prairieview Street Suite 200, Grand Island, NE 68803

RIA

CRD#: 135879

Grand Island, NE

Past

August 2, 2006 - February 2, 2016

SYMPHONIC SECURITIES LLC

CRD#: 139512

CENTRAL CITY, NE

Past

January 18, 2006 - February 2, 2016

SYMPHONIC FINANCIAL ADVISORS LLC

RIA

CRD#: 135603

NEW YORK, NY

Past

January 18, 2006 - December 31, 2007

CNR SECURITIES, LLC

CRD#: 18466

CENTRAL CITY, NE

Past

July 31, 1997 - January 23, 2006

WADDELL & REED

RIA

CRD#: 866

CENTRAL CITY, NE

Past

April 7, 1987 - January 23, 2006

WADDELL & REED

CRD#: 866

CENTRAL CITY, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(2/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 11/7/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/4/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

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Contact information

Main Address

3540 Prairieview Street Suite 200, Grand Island, NE 68803

Mailing Address

Phone number

(308) 385-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts	6,558
AUM (Assets Under Management)	$ 1,223,235,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/03/2025	Cover Page	Report
11/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel T. Monaghan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Thomas Monaghan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYMPHONIC SECURITIES LLC

SYMPHONIC FINANCIAL ADVISORS LLC

CNR SECURITIES, LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

ALLEN CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1999

Series 63

Date: 12/5/1987

SIE

Date: 2/2/2016

Series 22

Date: 11/7/1987

Series 6

Date: 4/4/1987

Current Firm

ALLEN CAPITAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLEN CAPITAL GROUP, LLC

TRUST BUT VERIFY

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