Manuel E. Collazo
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Clearwater, FL 33755
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CRD#: 1633790
Professional summary
Manuel Enrique Collazo JR, who also goes by Manny Collazo, Manuel E Collazo Jr, Manuel Enrique Collazo Jr, Manuel Enrique Collazo, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Clearwater, Florida.
Manuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Manuel has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Manny Collazo | Manuel E Collazo Jr | Manuel Enrique Collazo Jr | Manuel Enrique Collazo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc IONFI POSITION: Interim CFO/Treasurer NATURE: Fintech * Regtech Company INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2021 ADDRESS: 935 Gravier St, Suite 2020, New Orleans LA 70112, United States DESCRIPTION: assist with policy and procedures, and accounting issues that might arise (quick books) BEVMAN IGROUP POSITION: Managing Director NATURE: Health Insurance and Property & Casualty Business INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022 ADDRESS: 8345 Central Park Blvd, Doral FL 33166, United States DESCRIPTION: On a daily basis I speak to clients about their health insurance needs and property and casualty needs (personal lines and commercial lines). I am involved in providing solutions and quoting, as well as marketing client solutions. LEGACY MORTGAGE LENDING CORP POSITION: Loan Representative NATURE: Mortage INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1560 Sawgrass Corporate Parkway Suite 400, #400, Sunrise FL 33323, United States DESCRIPTION: I am a 1099 loan representative with the ability to place loans, but with interest rates climbing the mortgage business has not materialized. No daily activities other then reviewing rates and loan programs posted.
CRS (Client Relationship Summary) - RIA
Click below to view Manuel Enrique Collazo JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Manuel Enrique Collazo JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 601 Cleveland St Suite 501-24, Clearwater, FL 33755RIA
BD
CRD#: 16164
Clearwater, FL
Current
January 20, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 601 Cleveland St Suite 501-24, Clearwater, FL 33755RIA
BD
CRD#: 16164
Clearwater, FL
Past
January 21, 2021 - December 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
WEST PALM BEACH, FL
Past
January 20, 2021 - December 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
WEST PALM BEACH, FL
Past
February 4, 2015 - February 1, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
WEST PALM BEACH, FL
Past
February 4, 2015 - February 1, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
WEST PALM BEACH, FL
Past
October 16, 2014 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Miami, FL
Past
September 16, 2014 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Miami, FL
Past
October 29, 2013 - February 7, 2014
CREAND SECURITIES
BD
CRD#: 38964
MIAMI, FL
Past
November 1, 2012 - March 8, 2013
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
ORLANDO, FL
Past
May 3, 2012 - March 8, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
BD
CRD#: 10645
ORLANDO, FL
Past
February 14, 2012 - May 3, 2012
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
AUSTIN, TX
Past
March 16, 2005 - May 30, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PEMBROKE PINES, FL
Past
October 2, 2001 - March 9, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/20/2025)
IAR
Florida(2/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Clearwater, FL 33755TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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