SD
Stephen E. Doyle
Some features on this profile are disabled
CRD#: 1633759
SD
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen E Doyle JR, CFP®, who also goes by (jr) Stephen Edwin Doyle, Stephen Edwin Doyle Jr, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Income Management
Tax Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
No
Aliases
(jr) Stephen Edwin Doyle | Stephen Edwin Doyle Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/28/2006 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Selling fixed insurance, term, health, disability, long term care.
2. 2/23/2006 - Doyle Properties - Investment Related - ARKANSAS - Real Estate Rental - Time Spent 0% - Co-owner of family residential real estate rental in Arkansas.
3. 4/26/2007 - Doyle & Associates - Not Investment Related - Other-Notary - Time Spent 0% - Notary Public.
4. 4/27/2007 - No Business Name - Investment Related - Springdale, AR - Real Estate Rental - Time Spent 1% - 2 rental properties with brother in Arkansas.
5. 12/17/2007 - No Business Name - Not Investment Related - Tax Prep/Accounting/CPA - Time Spent 1% - ENROLLED AGENT.
6. 5/19/2016 - Doyle and Associates Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Accountant - Started 07/01/1987 - 35 Hours Per Month/20 Hours During Securities Trading.
7. 5/15/2017 - STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC - DBA: (HYBRID) Doyle & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/15/2017 - 130 Hours Per Month During Securities Trading - Time Spent 81% - I provide investment advisory services through STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 4/2017. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
8. 12/14/2017 - Doyle & Associates Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2006 - 140 Hours Per Month/100 Hours During Securities Trading.
9. 10/18/2018 - Strategic Wealth Group Registered Investment Advisor LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/15/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services thru Strategic Wealth Group Registered Investment Advisor LLC., an independent investment advisor firm. I started this business activity in Oct 2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Past
May 12, 2017 - June 26, 2024
STRATEGIC WEALTH GROUP
RIA
CRD#: 284430
Minnetonka, MN
Past
April 22, 2010 - July 5, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
MINNETONKA, MN
Past
April 28, 2006 - June 24, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
MINNETONKA, MN
Past
August 23, 1990 - May 12, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
August 19, 1988 - August 28, 1990
ABBEY-ASHFORD SECURITIES, INC.
BD
CRD#: 17650
Past
May 13, 1987 - August 11, 1988
OSAIC FS, INC.
BD
CRD#: 3870
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
Registered Investment Advisory firm - (8/2/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
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Contact information
Main Address
7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347
Mailing Address
Phone number
(952) 843-4944
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,029 |
| AUM (Assets Under Management) | $ 1,029,281,614 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
