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DG

Donald B. Giello

DBG CAPITAL ADVISORS
The Woodlands, TX
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CRD#: 1633561
DG

Professional summary


Donald Bernard Giello, who also goes by Don Giello, is a registered financial advisor currently at DBG CAPITAL ADVISORS, LLC located in The Woodlands, Texas.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Donald has worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Don Giello

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Donald Bernard Giello's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 28, 2008 - Present

DBG CAPITAL ADVISORS, LLC

RIA
CRD#: 147504
The Woodlands, TX
Past

April 21, 2008 - July 10, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
THE WOODLANDS, TX
Past

April 7, 1992 - December 14, 1998

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 29, 1989 - April 14, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 27, 1989 - October 17, 1989

ROTAN MOSLE INC.

BD
CRD#: 727
Past

November 4, 1987 - February 2, 1989

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 2, 1987 - December 7, 1987

SWINK & COMPANY, INC.

BD
CRD#: 7111
Past

April 29, 1987 - June 4, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/28/2008)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/7/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


DC
DBG CAPITAL ADVISORS, LLC
DBG CAPITAL ADVISORS, LLC

CRD#: 147504 / SEC#:

Texas
Registered Investment Advisory firm - (7/28/2008 Approved)
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Contact information


Main Address
The Woodlands, TX
Mailing Address
Phone number
(713) 553-9101
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts6
AUM (Assets Under Management)$ 1,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DBG CAPITAL ADVISORS, LLC

CRD#: 147504The Woodlands, TX

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