Ronald K. Stein

GOOD HARVEST FINANCIAL GROUP

Huntington, NY

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CRD#: 1633510

Professional summary

Ronald Keith Stein, CFP® is a registered financial advisor currently at GOOD HARVEST FINANCIAL GROUP, INC. located in Huntington, New York.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ronald has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Keith Stein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

January 11, 2013 - Present

GOOD HARVEST FINANCIAL GROUP, INC.

RIA

CRD#: 131229

Huntington, NY

Past

June 26, 1997 - November 22, 1999

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

February 26, 1987 - April 9, 1997

JARON EQUITIES CORP.

CRD#: 5764

HICKSVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Current Firm

GOOD HARVEST FINANCIAL GROUP, INC.

CRD#: 131229 / SEC#:

New York

Registered Investment Advisory firm - (12/8/2004 Approved)

Texas

Registered Investment Advisory firm - (11/14/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Huntington, NY

Mailing Address

Phone number

(631) 423-6501

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald K. Stein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Keith Stein's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOOD HARVEST FINANCIAL GROUP, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

JARON EQUITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/1987

Series 7

Date: 2/21/1987

Current Firm

GOOD HARVEST FINANCIAL GROUP, INC.

Contact information

Documents

Red Flags

Company Information

GOOD HARVEST FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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