Valerie A. Perkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Ann Perkowski, who also goes by Valerie Perkowski-ferrand, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 1987. Valerie had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2019 - February 17, 2021
WORLD EQUITY GROUP, INC.
June 30, 2011 - August 19, 2019
TAYLOR CAPITAL MANAGEMENT INC.
February 28, 2003 - March 4, 2011
WOODSTOCK FINANCIAL GROUP, INC.
April 13, 2001 - February 7, 2003
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 17, 1999 - April 10, 2001
WOODSTOCK FINANCIAL GROUP, INC.
August 26, 1997 - November 16, 1998
MARKETING ONE SECURITIES, INC.
April 3, 1997 - August 11, 1997
AFSG SECURITIES CORPORATION
November 9, 1990 - January 1, 1997
CAPITAL BROKERAGE CORPORATION
September 18, 1987 - October 19, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
February 24, 1987 - September 28, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
