Colin Mckenna
Professional summary
Colin Mckenna, who also goes by Colin Ralph Mckenna, Colin R Mckenna, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Roseland, New Jersey.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Colin has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Colin Mckenna's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Colin Mckenna's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2026 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 101 Eisenhower Pkwy, Roseland, NJ 07068June 15, 2026 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 101 Eisenhower Pkwy, Roseland, NJ 07068September 22, 2020 - February 9, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 21, 2020 - February 9, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 30, 2002 - September 8, 2020
EQUITABLE ADVISORS, LLC
February 25, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 25, 1997 - September 8, 2020
EQUITABLE ADVISORS, LLC
February 20, 1997 - March 14, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 20, 1997 - March 14, 1997
EQUITABLE ADVISORS, LLC
October 22, 1988 - February 19, 1997
ROBERT W. BAIRD & CO. INCORPORATED
October 22, 1988 - February 19, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 5, 1987 - August 9, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 5, 1987 - August 9, 1988
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2026)
(6/15/2026)
Exams
Series 6TO
Date: 7/6/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
