Jeffry A. Vogel

RETIREWISE TAX AND WEALTH ADVISORS

Topeka, KS 66614

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CRD#: 1633200

Professional summary

Jeffry Alan Vogel, ChFC®, CLU®, who also goes by Jeffry A Vogel, is a registered financial advisor currently at RETIREWISE TAX AND WEALTH ADVISORS, INC. located in Topeka, Kansas.

Jeffry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffry A Vogel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)VOGEL PROPERTIES; NON INVESTMENT RELATED; 2820 SW MISSION WOODS DRIVE TOPEKA KS 66614; OWNERSHIP OF OFFICE BUILDING; OWNER; 01/01/2001 TO PRESENT; 1 HOUR PER MONTH ALSO DURING TRADING HOURS; OWN & MANAGE BUILDING THAT LEASES OFFICE SPACE TO CFG, INC. 2) CFG, Inc.; Not Investment Related; 2820 SW Mission Woods Dr., Topeka, KS 66614; Insurance product brokerage business; President/Owner/Insurance Professional; Start date 01/1986; 10 hours per week during trading hours; Seeing where insurance products may be beneficial to our clients, researching products, communicating to clients, and servicing clients products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffry Alan Vogel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 20, 2016 - Present

RETIREWISE TAX AND WEALTH ADVISORS, INC.

Office #1: 2820 Sw Mission Woods Drive, Topeka, KS 66614

RIA

CRD#: 284394

Topeka, KS

Past

May 2, 2016 - January 11, 2017

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Topeka, KS

Past

February 4, 2008 - May 11, 2016

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

TOPEKA, KS

Past

September 30, 2003 - March 5, 2008

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

RIA

CRD#: 127372

TOPEKA, KS

Past

February 7, 2002 - May 11, 2016

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

TOPEKA, KS

Past

August 9, 1996 - February 12, 2002

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

February 23, 1987 - August 9, 1996

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREWISE TAX AND WEALTH ADVISORS, INC.

CFG RETIREMENT ADVISORS INC. | RETIREWISE TAX AND WEALTH ADVISORS, INC. | RETIREWISE TAX AND WEALTH ADVISORS | CFG TRUSTED ADVISORS INC.

CRD#: 284394 / SEC#: 801-129853

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(9/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/28/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/20/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/28/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RETIREWISE TAX AND WEALTH ADVISORS, INC.

CFG RETIREMENT ADVISORS INC. | RETIREWISE TAX AND WEALTH ADVISORS, INC. | RETIREWISE TAX AND WEALTH ADVISORS | CFG TRUSTED ADVISORS INC.

CRD#: 284394 / SEC#: 801-129853

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2024 Terminated)

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Contact information

Main Address

2820 Sw Mission Woods Drive, Topeka, KS 66614

Mailing Address

Phone number

(785) 228-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 170,058,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Jeffry A. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffry Alan Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

ON INVESTMENT MANAGEMENT CO

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

THE O.N. EQUITY SALES COMPANY

SECURIAN FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

RETIREWISE TAX AND WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/1997

Series 63

Date: 2/20/1987

SIE

Date: 5/11/2016

Series 7

Date: 8/31/2000

Series 22

Date: 3/28/1988

Series 6

Date: 2/20/1987

Series 24

Date: 12/21/2000

Series 26

Date: 2/28/1997

Current Firm

RETIREWISE TAX AND WEALTH ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREWISE TAX AND WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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