Theodore C. Dutcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Carl Dutcher, who also goes by Ted Dutcher, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1987. Theodore had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1997 - April 23, 1998
RODNEY SQUARE DISTRIBUTORS, INC.
January 28, 1993 - December 6, 1995
DAIN RAUSCHER INCORPORATED
January 24, 1990 - November 25, 1992
IDS LIFE INSURANCE COMPANY
January 24, 1990 - November 25, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
August 11, 1987 - January 16, 1990
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RODNEY SQUARE DISTRIBUTORS, INC.
CRD#: 18847 / SEC#: , 8-37006
Contact information
Documents
Red Flags
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