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TD

Theodore Carl Dutcher

CRD# 1633142·Registered 1987 - 1998
Previously Registered: Being a previously registered professional could mean that Theodore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Theodore Carl Dutcher, who also goes by Ted Dutcher, was a registered financial advisor. Theodore was a previously registered financial professional and started their career in finance 1987 - 1998. Theodore had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ted Dutcher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

RODNEY SQUARE DISTRIBUTORS, INC.·CRD# 18847
BD
Wilmington, DE
October 21, 1997 - April 23, 1998
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
January 28, 1993 - December 6, 1995
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
January 24, 1990 - November 25, 1992
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
January 24, 1990 - November 25, 1992
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
August 11, 1987 - January 16, 1990

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Current Firm

RS
RODNEY SQUARE DISTRIBUTORS, INC.

RODNEY SQUARE DISTRIBUTORS, INC. | WTC CAPITAL ADVISERS, INC.

CRD#: 18847 / SEC#: 8-37006
BD
Terminated by SEC on 06/20/1999

Contact Information

Established

Delaware since 08/14/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1990About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1987About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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